-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R4AUa5N/9kFKdm0Zhz8eCwchAFs3WIk9hqST9yU0ytQ3KQ7rGn/mzIR3xhW17PkJ nl6R9Ov01FwD67lwvj/Z/A== 0000950135-04-000610.txt : 20040210 0000950135-04-000610.hdr.sgml : 20040210 20040210164945 ACCESSION NUMBER: 0000950135-04-000610 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NEIMAN MARCUS GROUP INC CENTRAL INDEX KEY: 0000819539 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 954119509 STATE OF INCORPORATION: DE FISCAL YEAR END: 0801 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-38694 FILM NUMBER: 04582582 BUSINESS ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-741-6911 MAIL ADDRESS: STREET 1: ONE MARCUS SQUARE STREET 2: 1618 MAIN STREET CITY: DALLAS STATE: TX ZIP: 75201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARTFORD SERIES FUND INC CENTRAL INDEX KEY: 0001053425 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: P O BOX 2999 CITY: HARTFORD STATE: CT ZIP: 06104-2999 BUSINESS PHONE: 860-297-6443 MAIL ADDRESS: STREET 1: INVESTMENT LAW UNIT, 11TH FLOOR STREET 2: 55 FARMINGTON AVE CITY: HARTFORD STATE: CT ZIP: 06105 SC 13G 1 b49436nmsc13g.txt NEIMAN MARCUS GROUP, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------------------------------------------------- SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO.1)* Neiman Marcus Group, Inc. -------------------------------------------------------------- (NAME OF ISSUER) Common Stock -------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 640204202 -------------------------------------------------------------- (CUSIP NUMBER) 12/31/2003 -------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /X/ Rule 13d-1(b) / / Rule 13d-1(c) / / Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 640204202 - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSON The Hartford Series Fund, Inc. on behalf of: The Hartford Capital Appreciation HLS Fund S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) 22-2481744 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Maryland - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF SHARES BENEFICIALLY ------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING 1,830,200 PERSON WITH: ------------------------------------------------------- 7 SOLE DISPOSITIVE POWER ------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,830,200 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,830,200 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.3% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (see instructions) IV - -------------------------------------------------------------------------------- Page 2 of 5 CUSIP NO. 640204202 Item 1(a). Name of Issuer: Neiman Marcus Group, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: One Marcus Square 1618 Main Street Dallas, TX 75201 Item 2(a). Name of Person(s) Filing: The Hartford Series Fund, Inc. on behalf of: The Hartford Capital Appreciation HLS Fund Item 2(b). Address of Principal Business Office or; if none, residence: 200 Hopmeadow Street Simsbury, CT 06089 Item 2(c). Citizenship: Maryland Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 640204202 Item 3. If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) / / Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b) / / Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). (c) / / Insurance Company as defined in Section 3(a) (19) of the Act (15 U.S.C. 78c). (d) /X/ Investment Company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). Page 3 of 5 CUSIP NO. 640204202 (e) / / An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); (f) / / An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) / / A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) / / A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) / / Group, in accordance with Section 240.13d-1(b)(1)(ii)(J). Item 4. Ownership: Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned 1,830,200 --------------------------- (b) Percent of Class 6.3% ------------------ (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote ------------------------------------------------------------ (ii) shared power to vote or to direct the vote 1,830,200 ------------------------------------------------------------ (iii) sole power to dispose or to direct the disposition of ------------------------------------------------------------ (iv) shared power to dispose or to direct the disposition of 1,830,200 ------------------------------------------------------------ Page 4 of 5 CUSIP NO. 640204202 Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] Item 6. Ownership of More than Five Percent on behalf of Another Person: N/A Item 7. Identification and Classification of the Subsidiary which Acquired the Security being Reported on by the Parent Holding Company: N/A Item 8. Identification and Classification of Members of the Group: N/A Item 9. Notice of Dissolution of Group: N/A Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE: February 10, 2004 The Hartford Series Fund, Inc. on behalf of: The Hartford Capital Appreciation HLS Fund BY: /s/George R. Jay ---------------------------------------- George R. Jay Vice President Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----